Regulated fintech teams cannot ship agentic workflows that treat the LLM as the compliance boundary. Model risk management (MRM), SOC 2 evidence, and audit committees require deterministic controls around tool calls, data egress, and customer-facing outputs.
Pilot outcome for your lead engineer: run the local dry-run demo, review prompt templates and architecture diagram, and bring stack questions to your Architecture Mapping Session—not a production deploy on day one.
| Constraint | Blueprint answer |
|---|
| MRM limitations & controls | Validator catalog mapped to control IDs; immutable decision log |
| Audit trail | Append-only event store per request_id |
| PII / data minimization | Tool allowlists + field-level redaction in validators |
| Token economics | Scout/Opus routing with budget caps and fallback ladder |